• Do’s & don’t in vernacular languages

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• Policy 2023 on Internal Control

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• Square Off Policy

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• Risk Mitigation Plan

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• Procedure for KRA CKYC

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• Policy of Insider Trading

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• Policy for Unauthenticated News Circulation

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• Policy for Prevention of Business Disruption & Standard Operating Procedure

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• Policy for Pre Funded Instruments

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• Policy for Out Sourcing

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• Policy for Limit Setting

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• Policy for Investor Grievance

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• Policy for Dorment Account

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• Policy for Conflict of Interes

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• Policy for Client Code Modification & Error Account

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• Policies and Procedures Regarding Dealing With Foreign Investors

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• PMLA Policy Revised 2023

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• Surveillance Policy

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• Surveillance DP Policy

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• RMS Policy

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• PMLA Policy Revised 2022

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• Guidelines on Anti-money Laundering (AML) Standards and Combating the Financing of Terrorism

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• Front Running & Insider Trading Policy

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• DP Surveillance Policy With Resolution

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• Dealing Room Policy

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• Cyber Security and Cyber Resilience Policy

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• Applicability of NISM Series VII-SORM Certification Policy

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• AML Policy for FIU

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• AML Alert Generation Policy

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